AML/CTF for investment

Compliance with requirements to prevent money laundering and counter the financing of terrorism is an important part of the activities of investment projects and financial institutions. SBSB Fintech Lawyers experts offer clients professional AML/CTF investment compliance — consultations on regulatory requirements, assessment of the effectiveness of the AML system, development of relevant policies tailored to the company’s needs, assistance with the implementation of necessary procedures adapted to the business’s activities and needs.

What Is AML in Investment Projects 

AML/CTF (anti-money laundering and combating the financing of terrorism) is a set of internal control measures, as well as compliance with regulatory rules and developed guidelines aimed at preventing the laundering of criminal proceeds or terrorism financing through financial operations within the company. To ensure financial transparency and protect the business from fraudulent schemes, various tools can be used, including:

• KYC and Due Diligence procedures;
• AML audit and staff training;
• monitoring financial transactions and assessing risks;
• development and implementation of policies, individualized AML/CTF guidance for Investments.

Compliance with legislation, international standards, and provisions applies to investment funds, bookmakers, banks, and other financial institutions.

Why Comply with CTF Asset Management Procedures

Compliance with rules and requirements by investment projects and financial sector institutions has significant advantages. Applying compliance procedures allows you to:

• reduce risks for the business (penalties from regulators and law enforcement agencies or other financial costs);
• increase trust from clients and partners, which positively affects reputation;
• work transparently with regulators, banking institutions, and partners;
• make work more efficient, save time and resources.

SBSB specialists provide comprehensive consulting, bringing the client’s company into compliance with AML legislation. This allows for increased transparency, focus on business development, and reduced risks associated with money laundering and terrorism financing.

SBSB Fintech Lawyers Offer Qualified Investment AML/CTF Services

Get acquainted with the solutions included in the comprehensive AML service by SBSB specialists:

• identification and assessment of risks related to money laundering and terrorism financing;
• development of risk mitigation measures (adaptation of KYC policy, transaction monitoring, customer Due Diligence);
• development of individual AML/CTF policies;
• conducting specialized training and AML asset management company staff education on potential risks;
• implementation, testing, and optimization of the AML system;
• audit of the existing AML system.

These and other services, as well as legal consultations by experienced SBSB experts, will help you identify problems in time and prevent legal violations.

Cost and Timing of AML/CTF Solutions for Investments Development

We can make a personalized price offer to you after a detailed analysis of your project. For example, risk assessment takes 1–2 weeks, while the development and implementation of an AML program for AML private equity typically takes 6–8 weeks. Deadlines vary depending on the scale and complexity of the business, the number of additional services, and the development of necessary solutions.

Trust asset management AML procedures to SBSB Fintech Lawyers professionals!

Compliance with international AML standards requires in-depth knowledge of current legislation and regulatory requirements of various organizations. The SBSB team is ready to assess potential risks, monitor, and assist in checking your company for compliance with legislative requirements. If necessary, our experienced expert AML/CTF for investment advisory will help implement various solutions for internal control and develop AML/CTF policies tailored to your business’s needs. Contact us if you need consultation and assistance with AML issues!